Competent Person Duties (Excavations)

Toolbox Talk Record

Ref: TBT-EXC-009  |  Issue: 1  |  Date: March 2026
PresenterProject
LocationDate

What?

Why?

Prevent collapseCompetent assessment of ground conditions prevents excavation collapses that kill workers.
Legal requirementCDM 2015 mandates a competent person for excavation inspection and safety management.
Inspection dutyRegular inspections detect deterioration before it leads to a collapse incident.
Authority to stopThe competent person must have the power to halt unsafe excavation work immediately.
Do Don't
  • Appoint a named competent person for every excavation on the project.
  • Inspect the excavation before each shift and record the findings in writing.
  • Assess ground conditions, water ingress, and the need for support systems.
  • Specify the support method — shoring, battering, or benching — based on conditions.
  • Inspect after heavy rainfall, vibration from plant, and after any material fall.
  • Retain written inspection reports on site for a minimum of 3 months.
  • Control access into the excavation — only authorised, briefed personnel may enter.
  • Stop work and evacuate if ground movement, water ingress, or cracking is observed.
  • Brief all excavation workers on the hazards and controls before they enter.
  • Review the assessment whenever the depth increases or conditions change.
  • DON'T allow excavation work without a named competent person appointed.
  • DON'T enter an excavation that has not been inspected at the start of the shift.
  • DON'T skip the written inspection report — verbal assessments are not compliant.
  • DON'T continue work if the competent person identifies unsafe conditions.
  • DON'T appoint someone without the knowledge and experience to assess excavation risks.
  • DON'T delay re-inspection after rainfall, vibration, or falls of material.
  • DON'T allow anyone to enter the excavation without the competent person's authorisation.
  • DON'T assume the excavation is safe because it was stable yesterday.
  • DON'T overrule the competent person's decision to stop work.
  • DON'T discard inspection reports before the required 3-month retention period.

See also: Excavation Safety Awareness | Excavation Inspection Requirements